中英法規對照表

722 筆,共 37 頁,目前第 1
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中文法規名稱(依筆劃排序▼ 英文法規名稱 English name of regulations(依字母排序 Sort in alphabetical order▲
1. 關係企業合併營業報告書關係企業合併財務報表及關係報告書編製準則 Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises
2. 證券櫃檯買賣交易市場證券商增繳共同責任制給付結算基金作業辦法 Taipei Exchange Rules for Administration of Additional Deposits by Securities Firms to the Joint Responsibility System Clearing and Settlement Fund
3. 證券櫃檯買賣交易市場共同責任制給付結算基金管理辦法 Taipei Exchange Rules for Administration of the Joint Responsibility System Clearing and Settlement Fund
4. 證券暨期貨市場各服務事業建立內部控制制度實施要點 Guidelines for Establishment of Internal Control Systems in Securities and Futures Service Enterprises
5. 證券暨期貨市場各服務事業建立內部控制制度處理準則 Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets
6. 證券經紀商受託買賣預收款券作業應行注意事項 Operation Directions for the Advance Collection of Funds and Securities by Securities Brokers in Brokerage Trading
7. 證券經紀商受託買賣有價證券製作委託書買賣報告書及對帳單應行記載事項準則 Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities
8. 證券業暨期貨業接受個人資料查詢閱覽製給複製本之程序及收費標準辦法 Procedures and Fees for Inquiry, Examination, and Issuance of Copies of Computer-Processed Personal Data in the Securities and Futures Industries
9. 證券業暨期貨業個人資料檔案安全維護計畫標準 Standards Governing the Security of Personal Data Files in the Securities and Futures Industries
10. 證券業暨期貨業申請電腦處理個人資料登記程序及收費標準辦法 Regulations Governing Registration Procedures and Fees in Applications for Computer-Processed Personal Data by Securities and Futures Enterprises (Repealed)
11. 證券集中保管事業管理規則 Regulations Governing Centralized Securities Depository Enterprises
12. 證券發行人財務報告編製準則 Regulations Governing the Preparation of Financial Reports by Securities Issuers
13. 證券期貨業防制洗錢及打擊資恐內部控制要點 Directions Governing the Internal Control System for Anti-Money Laundering and Countering Terrorism Financing of the Securities and Futures Sector
14. 證券期貨控股事業管理規則 Regulations Governing Securities and Futures Holding Companies
15. 證券商營業處所買賣有價證券管理辦法 Regulations Governing Securities Trading on the Taipei Exchange
16. 證券商辦理證券業務借貸款項操作辦法 Operating Rules for Securities Business Money Lending by Securities Firms
17. 證券商辦理證券業務借貸款項管理辦法 Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms
18. 證券商辦理財富管理業務應注意事項 Directions for the Conduct of Wealth Management Business by Securities Firms
19. 證券商辦理客戶委託保管及運用其款項操作辦法 Operating Rules for Custody and Investment of Funds by Securities Firms on Behalf of Customers
20. 證券商辦理客戶委託保管及運用其款項管理辦法 Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers
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